Securities Regulation - Cohen

SECURITIES REGULATION

Professor Cohen

Topic 1. Introduction [Aug. 28 & 29 --]

Examine evolution of the securities regulatory laws in the US, and broadly scan the regulatory framework, including adoption of disclosure philosophy at the federal level and its relevance to the public policies of protecting investors and promoting honest enterprise.  Also, examine business settings in which securities laws generally operate.

Assignment:

pp. 1-18

Diagrams (2) for Topic 1 (attached)

 

(Full syllabus available on TWEN site for course.)